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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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Page
of
1
NAMES OF REPORTING PERSONS
Sigma Capital Management, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
o
(b)
þ
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
5
SOLE VOTING POWER
NUMBER OF
0
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
415,000 (see Item 4)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
0
WITH:
8
SHARED DISPOSITIVE POWER
415,000 (see Item 4)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
415,000 (see Item 4)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%(see Item 4)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
00
Page
of
1
NAMES OF REPORTING PERSONS
Sigma Capital Associates, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
o
(b)
þ
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Anguilla, British West Indies
5
SOLE VOTING POWER
NUMBER OF
0
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
415,000 (see Item 4)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
0
WITH:
8
SHARED DISPOSITIVE POWER
415,000 (see Item 4)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
415,000 (see Item 4)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%(see Item 4)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
00
Page
of
1
NAMES OF REPORTING PERSONS
Steven A. Cohen
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
o
(b)
þ
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
5
SOLE VOTING POWER
NUMBER OF
0
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
415,000 (see Item 4)
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
0
WITH:
8
SHARED DISPOSITIVE POWER
415,000 (see Item 4)
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
415,000 (see Item 4)
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.5%(see Item 4)
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
Name of Issuer
:
Rick’s Cabaret International, Inc.
Address of Issuer’s Principal Executive Offices
:
10959 Cutten Road, Houston, Texas 77066
Name of Person Filing:
This statement is filed by: (i) Sigma Capital Management, LLC (“Sigma
Management”) with respect to shares of common stock, $0.01 par value
(“Shares”), of the Issuer beneficially owned by Sigma Capital
Associates, LLC (“Sigma Capital Associates”); (ii) Sigma Capital
Associates with respect to Shares beneficially owned by it; and (iii)
Steven A. Cohen with respect to Shares beneficially owned by Sigma
Management and Sigma Capital Associates.
Sigma Management, Sigma Capital Associates and Steven A. Cohen have
entered into a Joint Filing Agreement, a copy of which is filed with
this Schedule 13G as Exhibit 99.1, pursuant to which they have agreed
to file this Schedule 13G jointly in accordance with the provisions of
Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
Address of Principal Business Office
:
The address of the principal business office of (i) Mr. Cohen is 72
Cummings Point Road, Stamford, Connecticut 06902, (ii) Sigma
Management is 540 Madison Avenue, New York, New York 10022 and (iii)
Sigma Capital Associates is P.O. Box 58, Victoria House, The Valley,
Anguilla, British West Indies.
Citizenship
:
Sigma Management is a Delaware limited liability company. Sigma
Capital Associates is an Anguillan limited liability company. Mr.
Cohen is a United States citizen.
Title of Class of Securities
:
Common Stock, $0.01 par value
CUSIP Number
:
765641303
Not Applicable
Ownership
:
The percentages used herein are calculated based upon the Shares
issued and outstanding as of December 7, 2007 as reported on the
Issuer’s annual report on Form 10-KSB filed with the Securities and
Exchange Commission by the Issuer for the fiscal year ended September
30, 2007.
As of the close of business on January 17, 2008:
1. Sigma Capital Management, LLC
(a) Amount beneficially owned: 415,000
(b) Percent of class: 5.5%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: 415,000
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition: 415,000
2. Sigma Capital Associates, LLC
(a) Amount beneficially owned: 415,000
(b) Percent of class: 5.5%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: 415,000
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition: 415,000
3. Steven A. Cohen
(a) Amount beneficially owned: 415,000
(b) Percent of class: 5.5%
(c) (i) Sole power to vote or direct the vote: -0-
(ii) Shared power to vote or direct the vote: 415,000
(iii) Sole power to dispose or direct the disposition: -0-
(iv) Shared power to dispose or direct the disposition: 415,000
Pursuant to an investment management agreement, Sigma Management
maintains investment and voting power with respect to the securities
held by Sigma Capital Associates. Mr. Cohen controls Sigma
Management. By reason of the provisions of Rule 13d-3 of the
Securities Exchange Act of 1934, as amended, Sigma Management and Mr.
Cohen may be deemed to own beneficially 415,000 shares (constituting
approximately 5.5% of the Shares outstanding). Each of
Sigma Management and Mr. Cohen disclaim beneficial ownership of any of
the securities covered by this statement.
Ownership of Five Percent or Less of a Class
:
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following.
o
Ownership of More than Five Percent on Behalf of Another Person
:
Not Applicable
Identification and Classification of the
Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company
:
Not Applicable
Identification and Classification of Members
of the Group
:
Not Applicable
Notice of Dissolution of Group
:
Not Applicable
Certification
:
SIGMA CAPITAL MANAGEMENT, LLC
By:
/s/ Peter Nussbaum
Name:
Peter Nussbaum
Title:
Authorized Person
SIGMA CAPITAL ASSOCIATES, LLC
By:
/s/ Peter Nussbaum
Name:
Peter Nussbaum
Title:
Authorized Person
STEVEN A. COHEN
By:
/s/ Peter Nussbaum
Name:
Peter Nussbaum
Title:
Authorized Person
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SIGMA CAPITAL MANAGEMENT, LLC
|
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| By: | /s/ Peter Nussbaum | |||
| Name: | Peter Nussbaum | |||
| Title: | Authorized Person | |||
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SIGMA CAPITAL ASSOCIATES, LLC
|
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| By: | /s/ Peter Nussbaum | |||
| Name: | Peter Nussbaum | |||
| Title: | Authorized Person | |||
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STEVEN A. COHEN
|
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| By: | /s/ Peter Nussbaum | |||
| Name: | Peter Nussbaum | |||
| Title: | Authorized Person | |||