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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP
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| OMB Number: 3235-0287 | |||
| Expires: December 31, 2001 | |||
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Check
box if no longer subject to Section 16. Form 4 or Form 5 obligations may
continue. See instructions 1(b).
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Estimated
average burden
hours per response. . . 0.5 |
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1.
Name and Address of Reporting Person*
Reese, Travis |
2.
Issuer Name and Ticker or Trading Symbol
RICK'S CABARET INTERNATIONAL, INC. (RICK) |
6. Relationship of
Reporting Person(s) to Issuer
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505 North Belt, Suite 630 |
3.
I.R.S. Identification Number of Reporting Person, if an entity
(voluntary) Do Not Enter |
4.
Statement for Month/Year
06/2001 |
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Houston, Texas 77060 |
5.
If Amendment, Date of Original (Month/Year)
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7.
Individual or Joint/Group Filing
(Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| (City) (State) (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||
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1. Title of Security
(Instr. 3) |
2. Transaction Date
(Month/Day/Year) |
3. Transaction
Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned at End of Month
(Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
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| Code | V | Amount |
(A)
or (D) |
Price | |||||
| Common Stock par value $.01 Per share | 06/15/2001 | S | 500 | D | $2.25 | 130 | D | ||
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FORM 4 (continued)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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1.Title of Derivative Security
(Instr.3) |
2. Conversion or
Exercise Price of Derivative Security |
3. Transaction
Date (Month/ Day/ Year) |
4. Transaction
Code
(Instr. 8) |
5. Number
of Derivative
Securities Acquired (A) or Disposed of(D) (Instr. 3, 4 and 5) |
6. Date
Exercisable
and Expiration Date (Month/Day/Year) |
7. Title
and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price of
Derivative Security (Instr. 5) |
9.Number of
Derivative Securities Beneficially Owned at End of Month (Instr. 4) |
10. Ownership
Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) |
Date
Exercisable |
Expiration
Date |
Title |
Amount
or Number of Shares |
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| Option | $2.13 | 06/11/2001 | A | 5,000 | 06/11/2002 | 06/11/2006 | common stock par $.01 | 6,000 | *** | 5,000 | D | |||
| Option | $2.1875 | * | * | * | 08/24/2001 | 08/24/2005 | common stock par $.01 | 5,000 | * | 5,000 | D | |||
| Option | $2.70 | * | * | 08/04/1999 | 08/04/2009 | common stock par $.01 | 5,000 | * | 5,000 | D | ||||
| Option | $2.70 | * | * | 08/04/2000 | 08/04/2009 | common stock par $.01 | 5,000 | * | 5,000 | D | ||||
| Option | $2.70 | * | * | 08/04/2000 | 08/04/2009 | common stock par $.01 | 12,500 | * | 12,500 | D | ||||
| Option | $2.70 | * | * | 08/04/2000 | 08/04/2009 | common stock par $.01 | 12,500 | * | 12,500 | D | ||||
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Explanation of Responses:
* Previously reported ***Director compensation |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
/s/ Travis Reese
**Signature of Reporting Person |
07/09/2001
Date |
| Note: |
File three
copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure. |
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Potential persons who are to respond
to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number. |
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