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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP
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| OMB Number: 3235-0362 | |||
| Expires: January 31, 2005 | |||
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[X] [X] |
Check this box if no longer Subject to Section 16.
Form 3 Holdings Reported Form 4 Transactions Reported |
Estimated
average burden
hours per response. . . 0.5 |
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1.
Name and Address of Reporting Person*
Wheeler, Loren Paul |
2.
Issuer Name and Ticker or Trading Symbol
Rick's Cabaret International, Inc. (RICK) |
6. Relationship of
Reporting Person(s) to Issuer
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505 North Belt, Suite 630 |
3.
I.R.S. Identification Number of Reporting Person, if an entity
(voluntary) |
4.
Statement for Month/Day/Year
September 2002 |
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Houston, Texas 77060 |
5.
If Amendment, Date of Original (Month/Year)
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7.
Individual or Joint/Group Filing
(Check Applicable Line) _ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| (City) (State) (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||
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1. Title of Security
(Instr. 3) |
2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction
Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 3 and 4) |
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
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| Code | V | Amount |
(A)
or (D) |
Price | ||||||
| common stock, par value $.01 | 09/18/2002 | P4 | 300 | A | $2.28 | 300 | D | |||
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FORM 5 (continued)
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities) |
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1.Title of Derivative Security
(Instr.3) |
2. Conversion or
Exercise Price of Derivative Security |
3. Transaction
Date (Month/ Day/ Year) |
4. Transaction
Code
(Instr. 8) |
5. Number
of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date
Exercisable
and Expiration Date (Month/Day/Year) |
7. Title
and Amount of
Underlying Securities (Instr. 3 and 4) |
8. Price of
Derivative Security (Instr. 5) |
9.Number of
Derivative Securities Beneficially Owned at End of Year (Instr. 4) |
10. Ownership
Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of
Indirect Beneficial Ownership (Instr. 4) |
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| Code | (A) | (D) |
Date
Exercisable |
Expiration
Date |
Title |
Amount
or Number of Shares |
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| option on common stock | $2.56 | 11-99 | A3 | 5,000 | 11-00 | 11-04 | common stock | 5,000 | 74,000 | D | ||||
| option on common stock | $2.56 | 11-99 | A3 | 5,000 | 11-01 | 11-04 | common stock | 5,000 | 74,000 | D | ||||
| option on common stock | $2.56 | 05-02 | A3 | 32,000 | 05-03 | 05-07 | common stock | 32,000 | 74,000 | D | ||||
| option on common stock | $2.56 | 05-02 | A3 | 32,000 | 05-04 | 05-07 | common stock | 32,000 | 74,000 | D | ||||
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Explanation of Responses:
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| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
/s/ Loren Paul Wheeler
**Signature of Reporting Person |
10/04/2002
Date |
| Note: |
File three
copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure. |
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Potential persons who are to respond
to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB Number. |
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